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DCGI REGULATORY FORMS

FORM 8
Application for licence to import drugs (excluding those specified in Schedule X) to the Drugs and Cosmetics Rules, 1945.

FORM 8-A
Application for licence to import drugs specified in Schedule X to the Drugs and
Cosmetics Rules, 1945.

FORM 9
Form of undertaking to accompany an application for an import licence

FORM 10
Licence to import drugs (excluding those specified in Schedule X) to the Drugs and Cosmetic Rules, 1945

FORM 10-A
Licence to import drugs specified in Schedule X to the Drugs and Cosmetic Rules, 1945

FORM 11
Licence to import drugs specified in Schedule X to the Drugs and Cosmetic Rules, 1945

FORM 11-A
Licence to import drugs by a Government Hospital or Autonomous
Medical Institution for the treatment of patients

FORM 12
[See Rule 34]
Application for licence to import drugs for
purpose of examination, test or analysis

FORM 12-A
Application for the issue of a permit to
import small quantities of drugs for personal use

FORM 12-AA
Application for licence to import small quantities of new drugs by a Government
Hospital or Autonomous Medical Institution for the treatment of patients.

FORM 12-B
Permit for the import of small quantities of drugs for personal use.

FORM 40
Application for issue of Registration Certificate for import of drugs into India
under the Drugs and Cosmetics Rules, 1945.

FORM 41
Registration Certificate to be issued for import of drugs into India
under Drugs and Cosmetics Rules, 1945.

"FORM 8
(See rule 24)
Application for licence to import drugs (excluding those specified in Schedule X) to the Drugs and Cosmetics Rules, 1945.

--------


*
I / we _______________________________________________, (full address with telephone number, fax number and e-mail address) hereby apply for a licence to import drugs specified below manufactured by M/s __________________________________ (full address with telephone no, fax and e-mail no.)

2. Names of the drugs to be imported:
(1)
(2)
(3)

*
3 I/we _______________________________________________enclose herewith an undertaking in Form 9 dated ____________ signed by the manufacturer as required by rule 24 of the Drugs and Cosmetics Rules, 1945.

4. I/we _______________________________________________enclose herewith a copy of Registration Certificate concerning the drugs to be imported in India, issued under Form 41 of the rules, vide Registration Certificate No __________________________ Dated______________ issued through
M/s_______________________________________________ (name and full address _____________________________________________ valid upto _________________.

5. I/we _______________________________________________ hold a valid wholesale licence for sale or distribution of drugs or valid licence to manufacture drugs, under the provisions of the Act and rules made thereunder. A copy of the said licence is enclosed.

6. A fee of_______________ has been credited to Government under the Head of Account "0210 - Medical and Public Health, 04- Public Health,104- Fees and Fines" under the Drugs and Cosmetics Rules, 1945 - Central vide Challan No.____________, dated ____________ (attachedin original ).
Signature ______________________
Name _________________________
Designation _____________________
Seal/Stamp of Manufacturer's agent in India
Place: ______________
Date: ______________
" delete whichever is not applicable;'

FORM 8-A
(See rule 24)
Application for licence to import drugs specified in Schedule X to the Drugs and Cosmetics Rules, 1945.



*
I / we _______________________________________________, (full address with telephone number, fax number and e-mail address) hereby apply for a licence to import drugs specified below manufactured by M/s __________________________________ (full address with telephone no, fax and e-mail no.)

2. Names of the drugs to be imported:
(1)
(2)
(3)

3 I/we _______________________________________________enclose herewith an undertaking in Form 9 dated ____________ signed by the manufacturer as required by rule 24 of the Drugs and Cosmetics Rules, 1945.

*
4. I/we _______________________________________________enclose herewith a copy of Registration Certificate concerning the drugs to be imported in India issued under Form 41 of the rules, vide Registration Certificate No _________________________ Dated___________________ issued through
M/s_______________________________________________ (name and full address _____________________________________________ valid upto _________________.

*
5. I/we _______________________________________________ hold a valid wholesale licence for sale or distribution of drugs or licence to manufacture drugs, under the provisions of the Act and rules made thereunder. A copy of the said licence is enclosed. 6. A fee of_______________ has been credited to Government under the Head of Account "0210 - Medical and Public Health, 04- Public Health, 104- Fees and Fines" under the Drugs and Cosmetics Rules, 1945 - Central vide Challan No.____________, dated ____________ (attached in original).
Signature ______________________
Name _________________________
Designation _____________________
Seal/Stamp of Manufacturer's agent in India
Place: _____________
Date: _____________
" delete whichever is not applicable.'

FORM 9
(See Rule 24)
Form of undertaking to accompany an application for an import licence

Whereas _______________ of ______________ intends to apply for a licence under the Drugs & Cosmetics Rules, 1945, for the import into India, of the drugs specified below manufactured by us, we ________________ of _______________ hereby give the undertaking that for the duration of the said licence:
(1) the said applicant shall be our agent for the import of drugs into India;

(2) we shall comply with the conditions imposed on a licence by Rules 74 and 78 of the Drugs & Cosmetics Rules, 1945;

(3) we declare that we are carrying on the manufacture of the drugs mentioned in this undertaking at the premises specified below, and we shall from time to time report any change of premises on which manufacture will be carried on and in cases where manufacture is carried on in more than one factory any change in the distribution of functions between the factories;

(4) we shall comply with the provisions of Part IX of the Drugs & Cosmetics Rules, 1945;

(5) every drug, manufactured by us for import under licence into India shall as regards strength, quality and purity conform with the provisions of Chapter III of the Drugs & Cosmetics Act, 1940, and the Drugs & Cosmetics Rules, 1945;

(6) we shall comply with such further requirements, if any, as may be specified by Rules, by the Central Government under the Act and of which the licensing authority has given to the licensee not less than four months' notice.
Names of drugs and classes of drugs
Particulars of premises where manufacture is carried on.
Date____________
Signed by or on behalf of the manufacturer


"FORM 10
(See rules 23 and 27)
Licence to import drugs (excluding those specified in Schedule X) to the Drugs and Cosmetic Rules, 1945


Licence Number _________________ Date _______________

____________________________ _________________________________ (Name and full address of the importer) is hereby licensed to import into India during the period for which this licence is in force, the drugs specified below, manufactured by M/s _____________________________________ (name and full address) and any other drugs manufactured by the said manufacturer as may from time to time be endorsed on this licence.

2. This licence shall be in force from _________________ to_______________ unless it is sooner suspended or cancelled under the said rules.

3. Names of drugs to be imported: Place:____________ Date :____________
LICENSING AUTHORITY
Seal/Stamp
" delete whichever is not applicable.
Conditions of Licence


1. A photocopy of licence shall be displayed in a prominent place in a part of the premises, and the original licence shall be produced, whenever required.

2. Each batch of drug imported into India shall be accompanied with a detailed batch test report and a batch release certificate, duly signed and authenticated by the manufacturer with date of testing, date of release and date of forwarding such reports. The imported batch of each drug shall be subjected to examination and testing as the licensing authority deems fit prior to its marketing.

3. The licensee shall be responsible for the business activities of the manufacturer in India alongwith the registration holder and his authorised agent.

4. The licencee shall inform the licensing authority forthwith in writing in the event of any change in the constitution of the firm operating under the licence. Where any change in the constitution of the firm takes place, the current licence shall be deemed to be valid for a maximum period of three months from the date on which the change takes place unless, in the meantime, a fresh licence has been taken from the licensing authority in the name of the firm with the changed constitution";



'FORM 10-A
(See rules 23 and 27)
Licence to import drugs specified in Schedule X to the Drugs and Cosmetic Rules, 1945


Licence Number ______________ Date ______________

_____________________________________________________________ (Name and full address of the importer) is hereby licenced to import into India during the period for which this licence is in force, the drugs specified below, manufactured by M/s _____________________________________ (name and full address) and any other drugs manufactured by the said manufacturer as may from time to time be endorsed on this licence.

2. This licence shall be in force from _________________ to_______________ unless it is sooner suspended or cancelled under the said rules.

3. Names of drugs to be imported:

Place:____________
Date :____________
LICENSING AUTHORITY
Seal/Stamp
" delete whichever is not applicable.
Conditions of Licence

1. A photocopy of licence shall be displayed in a prominent place in a part of the premises, and the original licence produced, whenever required.
2. Each batch of drug imported into India shall be accompanied with a detailed batch test report and a batch release certificate, duly signed and authenticated by the manufacturer with date of testing, date of release and date of forwarding such reports. The imported batch of each drug shall be subjected to examination and testing as the licensing authority deems fit prior to its marketing.
3. The licensee shall be responsible for the business activities of the manufacturer in India alongwith the registration holder and his authorised agent.
4. The licencee shall inform the licensing authority forthwith in writing in the event of any change in the constitution of the firm operating under the licence. Where any change in the constitution of the firm takes place, the current licence shall be deemed to be valid for a maximum period of three months from the date on which the change takes place unless, in the meantime, a fresh licence has been taken from the licensing authority in the name of the firm with the changed constitution";

------------------------------------------

Form 11
[See Rule 33]
Licence to import drugs for the purpose of examination, test or analysis


I ______________________ of ________________ is hereby licensed to import from _________________the drugs specified below for the purposes of examination, test or analysis at _______________or in such other places as the licensing authority may from time to time authorize.

2. This licence is subject to the conditions prescribed in the Rules under the Drugs & Cosmetics Act, 1940.

3. This licence shall, unless previously suspended or revoked, be in force for a period of one year from the date specified below:

Names of drugs
Date____________

Quantities which may be imported
Licensing Authority


'FORM 11- A
(See rule 33-A)
Licence to import drugs by a Government Hospital or Autonomous
Medical Institution for the treatment of patients

Licence No.____________________ Date _______________________

Dr______________________________Designation________________

of______________________________________________(Name of College/ Hospital/
Autonomous Institution)

is hereby licensed to import from M/s _______________________ (name and full address) the drugs specified below for the purpose of treatment of patients for the disease (name of the disease) _______________________ at ______________________________ or in such other places as the licensing authority may from time to time authorise.

2. This licence shall, unless previously suspended or revoked, be in force for a period of one year from the date of issue specified above.

3. Names of drugs to be imported:

Names of drug Quantity which may be imported




Place: _____________

Date: ______________
LICENSING AUTHORITY
Seal/Stamp



Conditions of Licence

1. The licence shall be displayed in the Office of the Medical Superintendent of Government Hospital /Head of Institution of Autonomous Medical Institution.
2. The licensee shall store the drugs imported under this licence under proper storage conditions.
3. The drugs imported under this licence shall be exclusively used for the treatment of patients, and a record shall be maintained in this regard, by a registered pharmacist giving the full name(s) and address (es) of the patients, diagnosis, dosage schedule, total quantity of drugs imported and issued, and shall be countersigned by the Medical Superintendent of the Government Hospital or Head of the Autonomous Medical Institution which shall be produced, on demand by an Inspector appointed under the Act.


Form 12
[See Rule 34]
Application for licence to import drugs for
purpose of examination, test or analysis

I _____________________________resident of ___________ by occupation __________ hereby apply for a licence to import the drugs specified below for the purposes of examination, test or analysis at _____________ from ___________ and I undertake to comply with the conditions applicable to the licence.

A fee of rupees of fifteen has been credited to the Government under the Head of Account “0210- Medical & Public Health, 04-Public Health, 104-Fees & Fines� under the Drugs & Cosmetics Rules, 1945-Central vide treasury receipt attached.

Names of drugs and classes of drugs Quantities

Date: __________________ Signature: ______________


Form 12-A
[See Rule 36, Second Proviso]
Application for the issue of a permit to
import small quantities of drugs for personal use

I _____________________________ resident of _____________ by occupation _______________ hereby apply for a permit to import the drugs specified below for personal use from ___________________

I attach a prescription from a registered medical practitioner in regard to the need for the said drugs.

Names of drugs Quantities

Date_______________ Signature_____________



FORM 12-AA
(See rule 34A)
Application for licence to import small quantities of new drugs by a Government Hospital or Autonomous Medical Institution for
the treatment of patients.

--------------------------

I, ___________(name and designation) ____________________________of ___________________________________________________ (name of the Hospital/Autonomous Medical Institution)hereby apply for a licence to import small quantities of new drugs specified below for the purpose of treatment of patients for the disease __________________(name of the disease) at _____________________________________________ (name and place of the hospital) and I undertake to comply with the conditions applicable to the licence and other provisions of the Drugs and Cosmetics Act , 1940 and the rules made thereunder, from time to time.

1. A fee of rupees_________________ has been credited to Government under the Head of Account “0210- Medical and Public Health, 04- Medical and Public Health, 104- Fees and Fines� under the Drugs and Cosmetics Rules, 1945 – Central vide Challan No.________, dated ________, (attached in original).

2. Name of new drug to be imported: - Names of drug Quantity which may be imported





Place: __________________

Date: __________________

Signature ____________________________

Name_______________________________

Seal/Stamp___________________________
CERTIFICATE

Certified that the drugs specified above for import are urgently required for the treatment of patients suffering from________________________________and that the said drug(s) is /are not available in India.

SIGNATURE ______________________

Medical Superintendent of the Government Hospital/Head of

Autonomous Medical Institution

Seal/Stamp;


Place: _____________

Date: _____________

Form 12-B
[See Rule 36, Second Proviso]
Permit for the import of small quantities of drugs for personal use.



__________________________________ of ______________________ is hereby permitted to import from ______________the drugs specified below for personal use.
This permit is subject to the conditions prescribed in the Rules under the Drugs & Cosmetics Act, 1940.
This permit shall, unless previously suspended or revoked, be in force for a period of six months from the date specified below.

Names of drugs Quantities which may be imported

Date________________ Licensing Authority.

Form 40
(See rule 24-A)
Application for issue of Registration Certificate for import of drugs into India
under the Drugs and Cosmetics Rules, 1945.

*I/We_____________________________________________________ Name and full address) hereby apply for the grant of Registration Certificate to the manufacturer, M/s ______________________________________ (full address with telephone, fax and E-mail address of the foreign manufacturer) for his premises, and manufactured drugs meant for import into India.

1. Names of drugs for registration.

(1)
(2)
(3)

2. I/We enclose herewith the information and undertakings specified in Schedule D (1) and Schedule D (II) duly signed by the manufacturer for grant of Registration Certificate for the premises stated below.

3. <![endif]>.A fee of _________________ for registration of premises, the particulars of which are given below, of the manufacturer has been credited to the Government under the Head of Account “0210-Medical and Public Health, 04-Public Health, 104-Fees and Fines� under the Drugs and cosmetics Rules, 1945 – Central vide Challan No._________, dated _________, (attached in original).

4. A fee of _________________ for registration of the drugs for import as specified at Serial No.2 above has been credited to the Government under the Head of Account “0210-Medical and Public Health, 04-Public Health, 104-Fees and Fines� under the Drugs and cosmetics Rules, 1945 – Central vide Challan No._________, dated ________, (attached in original).

5. <![endif]>Particulars of premises to be registered where manufacture is carried on:

Address (es) ___________________________________

Telephone: _______________________

Fax: ____________________________

E- mail: _________________________

I/we undertake to comply with all the terms and conditions required to obtain Registration Certificate and to keep it valid during its validity period.

PLACE:

DATE:

Signature ________________________ Name ______________

Designation ________________

Seal/Stamp of manufacturer or his authorised agent in India.
(Note:- In case the applicant is an authorized agent of the manufacturer in India, the Power of Attorney is to be enclosed). whichever is not applicable.

 

Form 41
(See rule 27-A)
Registration Certificate to be issued for import of drugs into India
under Drugs and Cosmetics Rules, 1945.


Registration Certificate No.________ Date ________

M/s ___________________________(Name and full Address of registered office) ___________________ _______________________________________having factory premises at____________________________ (full address) has been registered under rule 27-A as a manufacturer and is hereby issued this Registration Certificate.

2. Name (s) of drugs, which may be imported under this Registration Certificate.

(1)

(2)

(3)

3. This Registration Certificate shall be in force from ___________ to

_______________unless it is sooner suspended or cancelled under the rules.

4. This Registration Certificate is issued through the office of the manufacturer or his authorised agent in India M/s (name and full address) ____________________________________________________________ who will be responsible for the business activities of the manufacturer, in India in all respects.

5. This Registration Certificate is subject to the conditions, stated below and to such other conditions as may be specified in the Act and the rules, from time to time.

Place _______________

Date: _____________
LICENSING AUTHORITY
Seal/Stamp

Conditions of the Registration Certificate

1. The Registration Certificate shall be displayed at a prominent place by the authorised agent.

2. No drug shall be registered unless it has a free sale approval in the country of origin, and/or in other major countries.

3. The manufacturer or his authorised agent in India shall comply with the conditions of the import licence issued under the Drugs and Cosmetics Rules, 1945.

4. The manufacturer or his authorised agent in India shall inform the licensing authority forthwith in the event of any administrative action taken due to adverse reaction, viz. market withdrawal, regulatory restrictions, or cancellation of authorisation, and/or not of standard quality report of any drug pertaining to this Registration Certificate declared by the Regulatory Authority of the country of origin or by any Regulatory Authority of any other country, where the drug is marketed/sold or distributed.

The despatch and marketing of the drug in such cases shall be stopped immediately, and the licensing authority shall be informed immediately. Further action in respect of such stopped marketing of drug shall be followed as per the direction of the licensing authority. In such cases, action equivalent to that taken with reference to the concerned drug in the country of origin or in the country of marketing shall be followed in India also, in consultation with the licensing authority. The licensing authority may, however, direct any further modification to this course of action, including the withdrawal of the drug from Indian market within 48 hours time period.

5. The manufacturer or his authorised agent in India shall inform the licensing authority within 30 days in writing in the event of any change in manufacturing process, or in packaging, or in labelling or in testing, or in documentation of any of the drug pertaining to this Registration Certificate.

In such cases, where there shall be any major change/modification in manufacturing, or in processing or in testing, or in documentation as the case may be, at the discretion of the licensing authority, the manufacturer or his authorised agent in India shall obtain necessary approval within 30 days by submitting a separate application along with the registration fee, as specified in clause (ii) of sub rule (3) of rule 24-A.

6. The manufacturer or his authorised agent in India shall inform the licensing authority immediately in writing in the event of any change in the constitution of the firm and /or address of the registered office/ factory premises operating under this Registration Certificate. Where any such change in the constitution of the firm and/or address takes place, the current Registration Certificate shall be deemed to be valid for a maximum period of three months from the date on which the change has taken place unless, in the meantime, a fresh Registration Certificate has been taken from the licensing authority in the name of the firm with the changed constitution of the firm and/or changed address of the registered office or factory premises�.